Daily news 2022/10/03
In particular, the Guidelines stipulate that:
- trading venues have adequate communication protocols in place to ensure communication to members, participants and the public during an […]
In particular, the Guidelines stipulate that:
The Guide identifies which entities are subject to assessment, […]
(only in italian)
Pubblicato nella Gazzetta Ufficiale il Decreto Legge 23 settembre 2022, n.144 Ulteriori misure urgenti in materia di politica energetica nazionale, produttività delle imprese, politiche […]
The assessment of suitability is one of the most important requirements for investor protection in the MiFID framework. It applies to the provision of any type of investment advice, whether independent or not, and to portfolio management.
The main […]