With Notice of 7 July 2021, Consob announced its intention to comply with the Guidelines issued by ESMA on certain aspects of the MiFID II requirements relating to the compliance function. These guidelines provide operational [...]

EIOPA published its Financial Stability Report, which addresses the main risks to financial stability in the European insurance and pension sector. The Authority underlines that the pandemic crisis is not yet over and many uncertainties [...]

EBA published final draft regulatory technical standards (RTS) and Implementing Technical Standards (ITS) on cooperation and information exchange between competent authorities involved in prudential supervision of investment firms. These draft standards, developed in consultation with [...]

ESMA and EBA published their revised final joint Guidelines on the assessment of the suitability of members of the management body and key function holders. These Guidelines take into account the amendments introduced by the [...]

ESMA has submitted its first report on national rules governing the marketing of investment funds under the Regulation on cross-border distribution of funds. ESMA provides an overview of the marketing requirements across Member States, and [...]

EBA published its quarterly Risk Dashboard together with the results of the spring edition of the Risk Assessment Questionnaire (RAQ). The Q1 data shows that the CET1 ratio increased slightly on a fully loaded basis. [...]