ESMA and EBA published their revised final joint Guidelines on the assessment of the suitability of members of the management body and key function holders.
These Guidelines take into account the amendments introduced by the revised Capital Requirements Directive (CRD V) and the Investment Firms Directive (IFD), and their effect on the assessment […]
ESMA has submitted its first report on national rules governing the marketing of investment funds under the Regulation on cross-border distribution of funds.
ESMA provides an overview of the marketing requirements across Member States, and analyses the effects of national laws, regulations and administrative provisions governing the marketing of investment funds. The report is based […]
The Q1 data shows that the CET1 ratio increased slightly on a fully loaded basis. The NPL ratio improved further, except for some sectors that may have been more affected by the pandemic. The RAQ […]
EBA has published an analysis of the current RegTech landscape in the EU.
The Report assesses the overall benefits and challenges faced by financial institutions and RegTech providers in the use of RegTech. It also identifies potential risks arising from RegTech solutions that supervisors will need to address and proposes actions designed to enhance knowledge […]
ESMA has approved the registrations of the first two securitisation repositories (SRs) under the Securitisation Regulation (SECR):
European Commission, European Central Bank, EBA and ESMA issued a joint statement in which they strongly encourage market participants to use the time remaining until the cessation or loss of representativeness of USD LIBOR, GBP LIBOR, JPY LIBOR, CHF LIBOR and EUR LIBOR to substantially reduce their exposures to these rates.
The statement also encourages […]
The Report, which is addressed to the European Parliament, the Council and the Commission, illustrates the results of a stock-taking exercise conducted with competent authorities about their national regulatory law/regulations and supervisory practices and […]
The methodological framework for IORP stress testing establishes theoretical and practical rules, guidelines and possible approaches to support future IORP stress testing exercises.
The document introduces a “toolbox” approach, consisting of […]
(Only in Italian)
L’IVASS ha pubblicato la classifica sui reclami ricevuti dalle imprese di assicurazione nel 2020.
EIOPA’s actions related to COVID-19 ranged from putting in place immediate measures to enable the sector to focus on business continuity and obligations to […]
(Only in Italian)
– UAB Bensela (sito internet www.allfinancialtrading.com e relativa pagina https://webtrader.allfinancialtrading.com);
– Felicity Group LTD (sito internet https://unionstock.co);
– Lacari Group LTD (sito internet https://fxcapitalize.com)
– “HCM Group” (sito internet https://hcmgroupfx.com e pagina https://my.tradingroomstar.com);
– “Lead Secure LTD“(sito internet https://fxdirects.co);
– Leverit Panama SA/Sirio Compliance Trust(siti internet https://sirioct.com e https://sirioct.com/backoffice/web)