MAR: Linee Guida CONSOB
[Newsletter n. 9] MAR: pubblicate le Linee Guida CONSOB sulla gestione di informazioni privilegiate e sulle raccomandazioni di investimento In data 13 ottobre 2017, all'esito della consultazione conclusa il 6 giugno 2017 (si veda Newsletter n.7), [...]
EBA final Guidelines on complaints procedures under PSD2
The European Banking Authority (EBA) published on 13 October 2017 its final Guidelines on complaints procedures to be followed by competent authorities (CAs) to ensure and monitor effective compliance by payment service providers (PSPs) with [...]
EBA opinion on Brexit relocations
The EBA published on 12 October 2017 an Opinion on Brexit to ensure the consistent application of Union legislation to businesses seeking to establish or enhance their EU27 presence in order to retain access to [...]
ESMA updates MiFID II and MiFIR Q&As on investor protection and intermediaries
On 3 October 2017, ESMA (European Securities and Markets Authority) published the latest update of its Question and Answers on MiFID II and MiFIR investor protection and intermediaries topics (No. ESMA 35-43-349). The publication Questions and Answers, (hereinafter, “Q&A”) is [...]
EBA and ESMA provide guidance to assess the suitability of management body members and key function holders
The European Banking Authority (EBA) and the European Securities and Markets Authority (ESMA) published on 26th September 2017 their joint Guidelines to assess the suitability of members of management bodies and key function holders. These Guidelines [...]
EBA publishes guidance to further harmonise EU banks internal governance
The European Banking Authority (EBA) published on 26th September 2017 its revised Guidelines on Internal Governance. These Guidelines aim at further harmonising institutions' internal governance arrangements, processes and mechanisms across the EU, in line with the [...]