The European Banking Authority (EBA) published today an Opinion addressed to the EU Commission with recommendations to ensure that disclosure requirements in EU law take account of the increasing use of digital marketing channels for financial services and the resultant issues potentially affecting consumers. The recommendations relate primarily to the scope and consistency of disclosure […]
Consob published Warning no. 5 of 17th October 2019 concerning the requirements that intermediaries providing investment services shall comply with in order to continue their regulated activity in Italy in case of no-deal Brexit.
Source: Consob
Legália per l’Ambiente: Legália is pleased to invite you to the first crowdfunding dinner for social green project to rescue the Garden of Piazza Cairoli in Rome.
3 October 2019
at 9.00 pm
Cappella Orsini
Via di Grottapinta 21
Minimum contribution Euro 20 – IBAN IT92Z0340303205CC0050007866, Associazione Guglielmo Hüffer
To […]
PRACTICES
Commercial | Corporate | Dispute Resolution
ADMISSION/EDUCATION
LANGUAGES
Italian, English […]
Our special partner, Salvatore Providenti, has been appointed, by the Italian Minister of Finance, as one of the nine members of the technical Committee that will manage investors’ applications for indemnification claims submitted to the Fondo Indennizzo Risparmiatori (FIR).
The FIR has been established by the Italian Budget Law of 2019 to indemnify investors who have suffered unfair damage […]
The European Securities and Markets Authority (ESMA) has added twenty-five new Q&A on Regulation (EU) 2017/1129 (the ‘Prospectus Regulation’).
In view of the imminent application of the Prospectus Regulation from 21 July 2019, it is worth mentioning the Q&A 1.6, which provides clarification on “Continuing an offer which has initially been made using […]
Consob introduced in Italy on a permanent basis – pursuant to Article 42 of the EU Regulation on financial instruments markets (MiFIR) and of art. 7-bis of the Consolidated Law on Finance – intervention measures to protect retail investors similar to those already adopted by the ESMA, the European Authority for Financial Instruments and Markets, […]
CONSOB launched a public consultation on amendments to the regulation relating to crowdfunding for the impementation of the 2019 Budget Law (Law No. 145 of 30 December 2018).
Please click here to review the Consultation Document (in Italian language only)
CONSOB: Modifiche al Regolamento n. 18592 del 26 giugno 2013 sulla raccolta di capitali di rischio […]
On 17 April 2019, the European Securities and Markets Authority (ESMA) adopted a Decision under Article 40 of Regulation (EU) No 600/2014 to renew the restriction on the marketing, distribution or sale of contracts for differences (CFDs) to retail clients. The Decision renews ESMA Decision (EU) 2018/796 on the same terms as the previous renewal decisions, […]
Consob has adopted a set of measures with the target to ensure the operational continuity of the markets in a post-Brexit context.
In particular, Consob gave its authorization for operating in the United Kingdom to: