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So far Legália has created 208 blog entries.
4 01, 2018

CONSOB adopts the new Markets Regulation

By | January 4th, 2018|Capital Markets, Finance, Financial Regulation, Newsflash|

[Newsflash n. 40]

 

On 29 December 2017, Consob adopted the new Markets Regulation implementing the regulatory changes introduced by MiFID II and MiFIR.

The new Regulation replaces the current version and:

  • Repeals some pre-existing provisions on topics now covered by a broader and more detailed regulation at a national (in the Italian Consolidated Financial Act) or […]
28 12, 2017

PRIIPs: CONSOB guidelines on ex ante notification of KID

By | December 28th, 2017|Capital Markets, Finance, Financial Regulation, Newsflash|

[Newsflash n. 39]

 

On 22 December 2017, CONSOB published ad-hoc guidelines establishing the methods of reporting KIDs for PRIIPS marketed in Italy.

According to Article 5(2) of EU Regulation 1286/2014 “any Member State may require the ex-ante notification of the key information document by the PRIIP manufacturer or the person selling a PRIIP to the competent authority […]

1 12, 2017

Christmas Roundtable 2017

By | December 1st, 2017|Events|

MAR, MIFID 2, GDPR…
L’invasione della regolamentazione:
Grasshopper Law?

Interverranno:
Giuseppe Busia
(Garante per la Protezione dei Dati Personali, Segretario Generale)
Mauro Marè (MEF, Consulente Economico del Ministro e Presidente MEFOP)
Stefano Vincenzi (Gruppo Mediobanca, General Counsel)

Venerdì 1 dicembre 2017 dalle 13.30 alle 15.00
Light lunch dalle 13.00 


Lungotevere dei Mellini 7, 00193 Roma

27 11, 2017

Criptovalute e Blockchain: verso un nuovo modello economico e giuridico?

By | November 27th, 2017|Events|

27 November 2017

Dipartimento di Giurisprudenza – Via Perla, Santa Maria Capua Vetere

Università degli Studi della Campania “Luigi Vanvitelli”

 

On 27 November 2017, our Associate Emilio Tucci will be speaking at the “Criptovalute e blockchain: verso un nuovo modello economico e giuridico?” conference in Santa Maria Capua Vetere, with a speech on smart contracts and blockchain.

 

23 11, 2017

Le decisioni dell’Arbitro Bancario e Finanziario (ABF): aspetti procedurali e casistica

By | November 23rd, 2017|Events|

23 November 2017

Mediobanca

Via Filodrammatici, 3 – Milano

 

On 23 November 2017, our Partners Massimiliano Silvetti and Vito Vittore and our Of Counsel Elena Pagnoni will be speaking at a seminar on “The decisions of the Banking and Financial Ombudsman (ABF): procedural aspects and cases” at Mediobanca’s premises in Milan.

 

 

3 11, 2017

Desafíos en la protección de datos

By | November 3rd, 2017|Events|

3 November 2017

Facultad de Derecho, Salón de Grados Minor

Universidad de Salamanca

 

On 3 November 2017, our Associate Emilio Tucci will be speaking at the International Day on “Desafíos en la protección de datos” in Salamanca, with a speech on privacy protection in cloud computing services.

 

 

30 10, 2017

The EU Commission and SEC issue measures to facilitate cross-border implementation of MiFID II requirements on investment research

By | October 30th, 2017|Capital Markets, Finance, Financial Regulation, Newsletter|

[Newsletter n. 10]

 

On 27 October 2017, the European Commission issued a guidance in the form of Frequently Asked Questions (“FAQ”), aimed at clarifying certain concerns raised by the analyst research industry in connection with the “extraterritorialapplication of MiFID II on third country broker-dealers’ provision of research and execution services to EU investment firms […]

4 10, 2017

ESMA updates MiFID II and MiFIR Q&As on investor protection and intermediaries

By | October 4th, 2017|Capital Markets, Finance, Financial Regulation|

On 3 October 2017, ESMA (European Securities and Markets Authority) published the latest update of its Question and Answers on MiFID II and MiFIR investor protection and intermediaries topics (No. ESMA 35-43-349).

The publication Questions and Answers, (hereinafter, “Q&A”) is intended to be continually edited and updated, as new questions are received.

This document deals with practical application of MiFID II […]

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